Dzhokhar Tsarnaev Wounded In Serious Condition, Will Get "Public Safety" Exception To Miranda
20
April, 2013
The
nightly developments continue as we learn next that Tsarnaev is in
serious (or critical according
to Bloomberg) condition in the hospital, with a gunshot wound to the
neck and leg, and that perhaps just as importantly, he will not get
his Miranda
warning, instead the FBI is overruling due process and using
the "public
safety" exception
instead.
The
wound speak for themselves. Those wishing to learn in what
circumstances the Miranda Rights can be overruled, read on.
From
the FBI:
The
"Public Safety" Exception to Miranda
After
44 years, the Miranda decision stands as a monolith in police
procedure.1 Its requirements are so well known that
the Supreme Court remarked, "Miranda has become embedded in
routine police practice to the point where the warnings have become
part of our national culture."2 And, although
the Supreme Court has clarified and refined Miranda over the years,
its central requirements are clear.3Whenever the
prosecution seeks in its direct case to introduce a statement made by
a suspect while in custody and in response to interrogation, it must
prove that the subject was warned of specific rights and voluntarily
waived those rights.4 The penalty imposed on the
prosecution for failing to prove that the Miranda procedures were
properly followed is harsh. While some secondary and limited uses of
statements obtained in violation of Miranda are permitted, such
statements are presumed to be coerced and cannot be introduced by the
prosecution in its direct case.5
The
strength of the Miranda decision is its clarity in its nearly
unwavering protection of a suspect's Fifth Amendment protection
against selfincrimination. The commitment to this rule is so strong
that the Supreme Court has recognized only one exception to the
Miranda rule—the "public safety" exception—which
permits law enforcement to engage in a limited and focused unwarned
interrogation and allows the government to introduce the statement as
direct evidence.
Recent
and well-publicized events, including the attempted bombing of
Northwest Airlines Flight 235 near Detroit, Michigan, on December 25,
2009, and the attempted bombing in New York City's Times Square in
May 2010, highlight the importance of this exception.6 Those
current events, occurring in a time of heightened vigilance against
terrorist acts, place a spotlight on this law enforcement tool,
which, although 26 years old, may play a vital role in protecting
public safety while also permitting statements obtained under this
exception to be used as evidence in a criminal prosecution. In brief,
and as discussed in this article, police officers confronting
situations that create a danger to themselves or others may ask
questions designed to neutralize the threat without first providing a
warning of rights. This article discusses the origins of the public
safety exception and provides guidance for law enforcement officers
confronted with an emergency that may require interrogating a suspect
held in custody about an imminent threat to public safety without
providing Miranda warnings.
ORIGIN
OF THE RULE
The
origin of the public safety exception to Miranda, the case of New
York v. Quarles, began in the early morning hours of September 11,
1980. While on routine patrol in Queens, New York, two New York City
police officers were approached by a young woman who told them that
she had just been raped. She described the assailant as a black male,
approximately 6 feet tall, wearing a leather jacket with "Big
Ben" printed in yellow letters on the back. The woman told the
officers that the man had just entered a nearby supermarket and that
he was carrying a gun.
The
officers drove to the supermarket, and one entered the store while
the other radioed for assistance. A man matching the description was
near a checkout counter, but upon seeing the officer, ran to the back
of the store. The officer pursued the subject, but lost sight of him
for several seconds as the individual turned a corner at the end of
an aisle. Upon finding the subject, the officer ordered him to stop
and to put his hands over his head. As backup personnel arrived, the
officer frisked the man and discovered he was wearing an empty
shoulder holster. After handcuffing him, the officer asked where the
gun was. The man gestured toward empty milk cartons and said, "The
gun is over there." The officer found and removed a loaded
handgun from a carton, formally placed the man under arrest, and then
read the Miranda rights to him. The man waived his rights and
answered questions about the ownership of the gun and where it was
purchased.7
The
state of New York charged the man, identified as Benjamin Quarles,
for criminal possession of a weapon.8 The trial court
excluded the statement "The gun is over there," as well as
the handgun, on the grounds that the officer did not give Quarles the
warnings required by Miranda v. Arizona. 9 After
an appellate court affirmed the decision, the case was appealed to
the New York State Court of Appeals.
The
New York Court of Appeals upheld the trial court decision by a 4 to 3
vote.10 According to the New York Court of Appeals,
because Quarles responded "to the police interrogation while he
was in custody, [and] before he had been given the preinterrogation
warnings…," the lower courts properly suppressed the statement
and the gun.11 The court refused to recognize an
emergency exception to Miranda and noted that even if there were such
an exception, there was "no evidence in the record before us
that there were exigent circumstances posing a risk to the public
safety or that the police interrogation was prompted by such
concern."12 In dissent, Judge Watchler believed
that there was a public safety exception to Miranda and that the
facts presented such a situation. Judge Watchler noted that "Miranda
was never intended to enable a criminal defendant to thwart official
attempts to protect the general public against an imminent, immediate
and grave risk of serious physical harm reasonably perceived."13 He
also believed there was "a very real threat of possible physical
harm which could result from a weapon being at large."14 The
state of New York appealed the case to the Supreme Court.
The
Supreme Court ruled on these facts that a public safety exception to
Miranda existed. To understand how the Court reached this conclusion
and the implications of this exception on the admissibility of the
statement and the handgun, a consideration of a summary of the steps
used by the Court is important.
The
first step toward this conclusion was a discussion by the Court of
the relationship between the Miranda requirements and the Fifth
Amendment to the U.S. Constitution. The Fifth Amendment provides that
"[n]o person…shall be compelled in any criminal case to be a
witness against himself."15The Fifth Amendment "does
not prohibit all incriminating admissions," only those that are
"officially coerced selfaccusations…." 16 In
Miranda, the Supreme Court "for the first time extended the
Fifth Amendment privilege against compulsory self-incrimination to
individuals subjected to custodial interrogation by the
police."17 Thus, Miranda created a presumption
that "interrogation in custodial circumstances is inherently
coercive" and that statements obtained under those circumstances
"are inadmissible unless the subject is specifically informed of
his Miranda rights and freely decides to forgo those
rights."18 Importantly, the Court noted that
Miranda warnings were not required by the Constitution, but were
prophylactic measures designed to provide protection for the Fifth
Amendment privilege against selfincrimination. 19
After
providing this explanation of the relationship between the Fifth
Amendment and Miranda, the Court explained that Quarles did not claim
that his statements were "actually compelled by police conduct
which overcame his will to resist."20 Had police
officers obtained an involuntary or coerced statement from Quarles in
violation of the due process clause of the Fifth Amendment, both the
statement and the handgun would have been suppressed. 21 And,
in this regard, the Court explained that the failure to administer
Miranda warnings does not, standing alone, make a confession
involuntary in violation of the Constitution. 22
The
Supreme Court then proceeded to determine whether the Miranda rule
was implicated in this case and agreed with the New York Court of
Appeals that it was. The Court agreed with the New York courts that
Quarles was in custody. As the Court noted, "Quarles was
surrounded by at least four police officers and was handcuffed when
the questioning at issue took place."23 Therefore,
on the facts of the case, the Court found that the Miranda decision
was clearly implicated. The Court then referred to the determination
by the New York courts that there was nothing in the record
indicating that any of the police officers were concerned with their
safety when they questioned Quarles. The Supreme Court noted that the
New York Court of Appeals did not address the issue of whether there
was an exception to Miranda in cases that involve a danger to the
public "because the lower courts in New York made no factual
determination that the police had acted with that motive."24
The
Supreme Court chose to address whether a public safety exception to
Miranda should exist. In this regard, the Court held that: "there
is a 'public safety' exception to the requirement that Miranda
warnings be given before a suspect's answers may be admitted into
evidence, and the exception does not depend upon the motivation of
the individual officers involved."25 Thus,
according to the Court, without regard to the actual motivation of
the individual officers, Miranda need not be strictly followed in
situations "in which police officers ask questions reasonably
prompted by a concern for the public safety."26
The
Court then applied the facts to the situation confronting them when
Quarles was arrested. In the course of arresting Quarles, it became
apparent that Quarles had removed the handgun and discarded it within
the store. While the location of the handgun remained undetermined,
it posed a danger to public safety.27 In this case,
the officer needed an answer to the question about the location of
the gun to ensure that its concealment in a public location would not
endanger the public. The immediate questioning of Quarles was
directed specifically at resolving this emergency. Since the
questioning of Quarles was prompted by concern for public safety, the
officers were not required to provide Miranda warnings to Quarles
first. Therefore, the statement made by Quarles about the location of
the handgun was admissible.28 In addition, because
the Court found there was no violation of Miranda, the handgun also
was admissible. The Court declined to address whether the handgun
would have been suppressed if the statements were found to be
inadmissible.29
FRAMEWORK
OF THE EXCEPTION
The
Quarles case provides a framework that police officers can use to
assess a particular situation, determine whether the exception is
available, and ensure that their questioning remains within the scope
of the rule. This framework includes the presence of a public safety
concern, limited questioning, and voluntariness.
Limited
Questioning
The
Quarles Court made clear that only those questions necessary for the
police "to secure their own safety or the safety of the public"
were permitted under the public safety exception.35 In
U.S. v. Khalil, New York City police officers raided an apartment in
Brooklyn after they received information that Khalil and Abu Mezer
had bombs in their apartment and were planning to detonate
them.36 During the raid, both men were shot and
wounded as one of them grabbed the gun of a police officer and the
other crawled toward a black bag believed to contain a bomb. When the
officers looked inside the black bag, they saw pipe bombs and
observed that a switch on one bomb was flipped.
Officers
went to the hospital to question Abu Mezer about the bombs. They
asked Abu Mezer "how many bombs there were, how many switches
were on each bomb, which wires should be cut to disarm the bombs, and
whether there were any timers."
37 Abu Mezer
answered each question and also was asked whether he planned to kill
himself in the explosion. He responded by saying, "Poof."38
Abu
Mezer sought to suppress each of his statements, but the trial court
permitted them, ruling that they fell within the public safety
exception. On appeal, Abu Mezer only challenged the admissibility of
the last question, whether he intended to kill himself when
detonating the bombs. He claimed the question was unrelated to public
safety. The circuit court disagreed and noted "Abu Mezer's
vision as to whether or not he would survive his attempt to detonate
the bomb had the potential for shedding light on the bomb's
stability."39
A
common theme throughout cases such as this is the importance of
limiting the interrogation of a subject to questions directed at
eliminating the emergency. Following Quarles, at least two federal
circuit courts of appeals have addressed the issue of the effect of
an invocation of a right on the exception. In U.S. v. De- Santis, the
Ninth Circuit Court of Appeals held that the public safety exception
applies even after the invocation of counsel.40 According
to the court: "The same consideration that allows the police to
dispense with providing Miranda warnings in a public safety situation
also would permit them to dispense with the prophylactic safeguard
that forbids initiating further questioning of an accused who
requests counsel."41
In
U.S. v. Mobley, the Fourth Circuit Court of Appeals also ruled that
the public safety exception applied even when the subject had invoked
his right to counsel.42 The court recognized that a
threat to public safety still may exist even after Miranda rights are
provided and invoked.
CONCLUSION
The
"public safety" exception to Miranda is a powerful tool
with a modern application for law enforcement. When police officers
are confronted by a concern for public safety, Miranda warnings need
not be provided prior to asking questions directed at neutralizing an
imminent threat, and voluntary statements made in response to such
narrowly tailored questions can be admitted at trial. Once the
questions turn from those designed to resolve the concern for safety
to questions designed solely to elicit incriminating statements, the
questioning falls outside the scope of the exception and within the
traditional rules of Miranda.
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